Flux

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Has flux’s concept ancient roots? An attempt at an approach

 Christine Phili

National technical University of Athens

  

            The term flux, fluxion indicates motion. The idea of the fluxional calculus developed from the concept that a geometrical magnitude was the result of continuous motion of a point, line or plane.

            “This motion, speaking of plane curves, could be considered, when referred to coordinate axes, as the resultant of two motions, one in the direction of the X-axis and the other in the direction of the Y-axis. The velocity of X-component and the Y-component were called “fluxions” by Newton. He represented them by and . The velocity of a point is represented by an equation involving the fluxions and ; reciprocally, the arc is the “fluent” of the velocity of a moving point, so the x and y values are the fluents of the fluxions and .

            The problem of fluxions is, thus, dual in nature:

1.     The length of the space described being continually given; to find the velocity of the motion at any time proposed.

2.     The velocity of the motion being continually given; to find the length of the space described at any time proposed”[1], [2].

In the beginning of the 6th century the first kinematic ideas in the Greek philosophy are: the eternally moving apeiron of Anaximander and the Heraclitean doctrine. Anaximander’s apeiron[3], inexhaustible and imperishable, encompasses and steers all things, a denial of all kinds of limits, is in eternal motion and from it worlds come into being and pass away. Heraclitus “holding that everything is in constant change – this is his most famous doctrine, the one which makes him for all subsequent ages the philosopher of flux[4] - he naturally metamorphoses the static order to “the dynamic order which marks the intertransformations of its elements”[5].

The resonances of the Heraclitean doctrine penetrated ancient Greek thought. So, for example Plato’s consideration of time as “a moving image of eternity”[6] brings a dimension of ordered constancy to the incostancy of flux”[7].

In the Theaetetus[8], Plato presents a theory that “all physical so – called things are not things, but slow motions that our sense organs also are slow motions and that perception is the result of the meeting of these motions”[9].

            Aristotle in his Metaphysics says:

A. 987 a 29: “After the systems we have named came the philosophy of Plato which in most respects followed these thinkers (i.e. Pythagoreans) but had peculiarities that distinguished it from the philosophy of the Italians. For in his youth he first became familiar with Cratylus and with the Heraclitean doctrines that all sensible things are ever in a state of flux”.

The same account is repeated in M 1086 a 37 – b 5:

“They (the believers in the Ideas) thought that the particulars in the sensible world were in a state of flux and none of them was stable”.

            The sequence point-line-surface-solid appeared already in the Pythagoreans[10], but there is no indication of how this sequence is generated. The static concept of limit is the basis of the explanation; but we can also find that the explanation of this generation is motion.

            Let us return again to Aristotle. Principally on the basis of De Anima 409 a 4: “For they say that the movement of a line creates a plane and that of a point a line; and likewise the movements of units will be lines”.

            Conford in his book Plato and Parmenides[11] argues for a fluxion theory from points, taking the fluxion from Sectus Empiricus:

            “But some assert that the body is constructed from one point, for this point when it has flowed produces the line, and the line when it has flowed makes the plane, and this, when it has moved towards depth generates the body … But this view of the Pythagoreans differs from that of the earlier ones. For these latter formed the numbers, from the principles, the one and the Indefined Dyad, and then, from the numbers, the points and lines and both the plane and solid forms”[12].

            However the kinematic approach appears again, in Proclus and he refers to those who call a line “the flux of point”[13] and finds this definition highly satisfactory. More precisely Proclus[14] in his commentaries on Euclid gives a very interesting interpretation of the three postulates of construction:

1.     to draw a straight line from any point to any point .

2.     to produce a finite straight line continuously in a straight line.

3.     To describe a circle with any center and distance.

The fact to draw a straight line from any point to any point is the consquence that the line is the flux of a point; and a straight line is the flux of a plane … If we imagine that the point has a movement equal and short as possible, we arrive to the other point and the first postulate will be realised. But if the straight line is terminated by a point, we imagine that its extremity has a movement minimal and equal and so the second postulate will proceed easily … Finally, if we imagine that a finite straight line, fixed in one of its extremities, the third postulate will be born”.

Proclus here, uses another definition which does not belong to Euclid “the line is the flux of a point” and the line is the flux of a plane. Proclus, tried to elucidate the simplicity of the first three postulates with the concept of movement. The demand of the postulates can be accorded the introduction of the movement[15]. Nevertheless the introduction of the notion of movement is not so simple. Proclus tried to explain his choice.

If anybody asks how we apply movements to geometrical beings which are not mobile and how we move beings which have no parts (i.e. the point) all this is absolutely impossible, we ask him not to be angry … [16]. We conceive the movement under an uncorporal form and imaginary[17]. We do not agree that the partless beings (i.e. the point) have corporal movement, but they have imaginary movement. Because νούς which is without part moves, but not in the locus. Similarly the imagination, who is without part relatively to itself posses also its own movement. In our view about corporal movements, we do not accept movements as being without dimension.

Many centuries later, circa 1290, Petri Philomeni de Dacia in Algorismum vulgarum Johannis de Sacrobosco Commentarius[18] presents the sequence of generation point – line – surface by motion[19], so line generates a surface, a surface generates a solid.

In the latin edition of Euclid’s Elements by Christoph Clavius (1574)[20] we found the word fluere for the description of the origin of lines and surfaces, by means of flowing points and lines, similar to Petrius.

In the fourtheenth century the study of mathematical sciences flourished in Oxford. Oresme used some concepts and terminology of Newton’s theory of fluxions.The Merton calculators[21] used the terms fluxus and fluens. But for Oresme these terms were related to geometrical representation. In Oresme’s exist two fundamental notions: firstly the representation of a physical quality by a surface; secondly the concept of a surface as the flux or motion parallel to itself. Oresme gave emphasis to the description of lines, surfaces and solid by motion[22].

Napier in 1614, in his Descriptio, employed the idea of the fluxion of a quantity to represent by means of lines the relations between logarithms and numbers[23]. “Sit punctus A a quo decenda sit linea fluxu alterius puncti, qui sit B; fluat ergo primo momento B ab B in C, secundo momento C in D etc.”[24]

Cavalieri followed this trend in holding that surfaces and volumes could be regarded as generated by the flowing indivisibles. “Communes sectiones talis moti sive fluntis plani et figurae”[25], “planum motu seu fluxus”[26]. The flowing motion in Cavalieri plays a relatively minor role as he did not develop this idea into geometrical method. This was done by his successor Torricelli. Toricelli considered the curves generated by a point which moves along a uniformly rotating line with a velocity, not necessarily uniform[27].

Roberval also regarded every curve as the path of a moving point and accepted as an axiom that the direction of motion is also that of the tangent[28].

Although Torriceli’s results remained unpublished[29] his pupils and associates Angeli (1623-97) and Ricci (1619-82) were able[30] to continue his research. But the concept of flux still did not flourish. After a long trip through France, Italy, Smyrni, Constantinople, Venice, Germany and the Low Countries an English erudite became Regius Professor of Greek in the University of Cambridge. His name was Isaac Barrow and he was the person who culminated flux’s concept and led his pupil Issac Newton to establish his theory of fluxions, his interpretation of the Infinitesimal calculus, in a extended and systematic process. The Lectiones Geometricae of Barrow, although it reflected the philosophical nature of the writer, it dealt with the study of curves as generated by moving points and lines. The old derivation point – line – surface – solid, the ancient sequence has appeared again intact and fertile, and incorporated in the first official steps of the new born analysis.

The Geometrical Lectures appeared in 1670 and J. M. Child[31] deduced the opinion that were for the most part evolved during Barrow’s professorship at Gresham College (July 1662 – May 1664).

In the opening words of these Lectures, Barrow presents the prependerant role of the motion: “I am now entering upon a new field of discource, whether more pleasant or more fruitful, hardly know; but it is pleasant by reason of its abundant variety and decidedly useful since it comprehends the origin of mathematical hypotheses, from which its definitions are formed and its properties emerge. I mean the generation of magnitudes or the ways whereby the different kinds of magnitude may be conceived to be produced … The most important are local movements … because without motion mothing can be generated or produced. Therefore this must considered first. There is a well known maxim of Aristotle’s “He that is ignorant of Motion must necessarily know nothing about Nature””[32].

            The nature of Time and Motion, the geometric representation of these magnititudes, resonances of Oresme’s and Galileo’s methods are the subject of the first Lecture Generation of Magnitudes. “Since quantity of motion cannot be discerned without Time, it is necessary first to discuss Time”[33] and he concludes “Time implies Motion to be measurable; without motion we could not perceive the passage of Time”[34] Time, continues Barrow, has many analogies with a line and may be represented by it, so the ancient idea of a line as a flux of points appears again. Time is constituted either as a simple addition of successive instants or as a continuous flow of one instant. Thus, a line is considered to be the trace of a moving point[35].

            The germ of Geometrical Lectures found the appropriate ground. The student at Cambridge, the student of Barrow, Isaac Newton, under the influence of his tutor,[36] gave the final development in the flux’s concept, formalizing and unifying the algorithmus of the calculus.

            From the manuscripts of Newton we know that his first thought about fluents and fluxions dated from 1665 – 1666 when he was 23-24 years old. But the fear of publication, a fear which remains present in all his life, did not permit the appearance of his research. Thus, only in 1687, in the first edition of his Principia Newton introduces his ideas. In the Book II, Section II, Lemma II Newton presents the generation of magnitudes as flux: “These quantities I here consider as variable and indetermined and increasing or decreasing as it were by perpetual motion or flux; and I understand their momentaneous increments or decrements by the name of Moments; … velocities of the increments and decrements (which may also be called the motions, mutations and fluxions of quantities)”[37].

            The latin edition of John Wallis’s Algebra which appeared in 1693, contains on pages 390-396 a treatise on the Quadrature of Curves, which Newton had prepared many years before. But the fear of the public remains alive. Newton speaks of himself in the third person. Nevertheless the flowing quantities, entities of mathematics, arrive in the world of sense perception. “By flowing quantities he understands indeterminates, that is, those which in the generation of curves by local motion are always increased or diminished, and by their fluxions he understands the velocity of increase or decrease”.[38]

            In his Introductio ad quadraturam curvarum (1704)[39], Newton considered the generation of mathematical quantities in the same manner as the Greeks. The sequence point – line – surface – solid remains the same as we can find in Sextus Epiricus; the point when it has flowed produces the line and the line when it has flowed makes the plane reappeared again[40] in the logical procedures of the new calculus.

            The genesis of the mathematical quantities “per motum continuum” concept which has its roots in antiquity gave a “preliminary”[41] framework to the first[42] exposing system of the Infinitesimal Calculus. “… geneses in rerum natura locum vere habent et in motu corporum quotidie cernuntur”[43] does not constitute in the future a reasoning to understand flux or even the variability. The concepts of the new calculus “purified” and free from any metaphysics will be based upon the limit concept. The era of rigorous foundation of analysis begins with the works of Bolzano, Cauchy and Weierstrass.


[1] F. Cajori. A History of Mathematics. London. Mac Millan 1919. P. 193.

[2] For more details see F. Wren & J. Garret, The Development of the fundamental concept of Infinitesimal Analysis. Amer. Math. Mon. Vol. XL 1933 pp. 269-281.

[3] See R. Mondolfo, L’ infinito nel pensieri dell’ antichità classica. Firenze 1956; H. Kahn, Anaximander and the origins of Greek Cosmogony. New York. 1960; F. Solmsen, “Anaximander’s Infinite. Traces and Influences” Arch. Ges. Phil. 44.2 1962 pp. 109-131.

[4] G. Vlastos: Plato’s Universe. Clarendon Press. Oxford 1975 p. 5.

[5] Idem p. 7.

[6] Plato’s Timaeus 37 d 5.

[7] G. Vlastos op. cit p. 29.

[8] 155 d 5 – 157 c 2, 181 b 8 – 183 c 7.

[9] D. Ross. Plato’s Theory of Ideas. Clarendon Press. Oxford 6th ed. 1971 p. 157.

[10] At the beginning of the De Caelo 268 a 11, Aristotle appears to be attributing to the Pythagoreans the line-plane-solid derivation usually attributed to Plato.

[11] London 1939 pp. 11-13.

[12] Sextus Empiricus: Against the Physicits. Against the Ethicists. Adversus Mathematicus ix. Xi trans. R. G. Bury. Cambridge Mass.; London 1936 pp. 346, 349.

[13] Proclus: The Philosophical and Mathematical Commentaries of Proclus (transl. T. Taylor) 2 Vols. London. 1788 p.123.

[14] A. Szabo in his book Anfänge der griechischen Mathematik [Les débuts des mathématiques grecques trad. M. Federspiel Vrin, Paris 1977 p. 303-306] presents Proclus’ interpretation to elucidate the notion of the term postulate as demand, with the very old sense of this term in dialectics.

[15] A. Szabo op. cit. p. 304.

[16] “ει δε τις αποροίη, πως κινήσεις επεισάγομεν τοις γεωμετρητοίς οίσιν, πως δέ τά αμερή κινούμεν, ταύτα γάρ αδύνατα είναι παντελώς” (185:25-186-2).

[17] “την δέ κίνησιν μη τοι σωματικήν αλλά φανταστικήν νοήσωμεν καί τα αμερή τάς μέν σωματικάς κινήσεις κινείσθαι μή συγχωρώμεν τά τίς φανταστικάς διεξόδους υπομένειν” (186:9-13).

[18] Ed. M. Curtie. Kopenhagen 1897.

[19] Op. cit. p. 72 lin 8 & 11.

[20] We must quote the successive editions: 1589, 1591, 1603, 1607, 1612.

[21] Bradwardine, Swinshead, Heytesbury, Dumbleton.

[22] For more details cf. M. Clagett. The Science of Mechanics. Pergamon Press. Oxford. 1969.

[23] H. Zeuthen. Geschichte der Mathematik in Altertum und Mittelalter. Kopenhagen. 1896 pp. 134-135.

[24] Napier, Descriptio 1614 pp. 1-2.

[25] Exercitationes geometricae sex. Bononiae. 1647 p. 12.

[26] Idem p. 16.

[27] De infinitis spiralibus. Opere I part 2. 1919 p. 349-59.

[28] Roberval, G. P de “Divers ouvrages” Mémoires de l’ Académie Royale des Sciences depuis 1666 jusqu’ à 1699, VI (Paris, 1730) pp. 436-78.

[29] Only in 1919 were published his works.

[30] M. Ricci Exercitatio geometrica. Rome 1666; Angeli, S. degli. Problemata geometrica Venice 1658 etc.

[31] cf. Lectiones Geometricae. Preface J. M. Child. Chicago and London 919.

[32] Idem p.32.

[33] id. p. 35.

[34] Idem.

[35] id. p. 37.

[36] Leibniz stresses this influence in the following manner: “Si quelqu’un a profité de M. Barrow, ce sera plutôt M. Newton qui a étudié sous lui “cf. Lettre de 9 Avril 1716. Briefwechsel, … éd. Gerhardt I p. 281.

[37] Principia, 1st ed. 1687, Book II, Section II, Lemma II.

[38] J. Wallis. Algebra 1693 p. 391.

[39] “I don’t here consider Mathematical Quantities as composed of parts extremely small but as generated by a continual motion. Lines are described and by describing are generated, not by any apposition of parts, but by a continual motion of points. Surfaces are generated by the motion of lines, solids by the motions of surfaces … Time by a continual Flux and so in the rest” Math. Works ed. D. T. Whiteside 1964 p. 141.

[40] The continuous motion became foundamental in his system.

[41] In his Philosophiae Naturalis Principia Mathematica (1687) Newton exposes the rules of the new calculus with none reference to word fluxion.

[42] With respect to the truth priority.

[43] Introductio ad quadraturam curvarum ed. Amsterdam 1723 p. 43.


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